London · United Kingdom
Financial Conduct Authority (FCA)
Consumer Duty · SMCR · conduct and governance expectations
JURISDICTIONS
Local rules. Cross-border perspective.
Regulatory obligations depend on the activity, entity, customer and location. We help map the questions that matter and identify when local counsel or specialist advice is required.
Frankfurt / Wiesbaden · Germany & European Union
BaFin · ESMA · European Commission
MiFID II / MiFIR · WpHG · MiCA · EU AI Act readiness
New York · United States
Securities and Exchange Commission (SEC) · FINRA
Cross-border issue spotting and coordination with qualified US counsel
References are informational and do not imply authorisation, registration, endorsement or legal advice.
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